Stephen W Herod
CIK 1195114 · EVP, Corporate Development · last filed 2019-03-05
Stephen W Herod is an EVP, Corporate Development who has filed 34 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $18.5K of HK.WS on Mar 5, 2019. Across all open-market trades the lifetime net is +$176.1K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $4.1M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
HK price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
HOUSTON, TX 77002
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BATTALION OIL CORP (HK.WS) Delisted | EVP, Corporate Development | 427,212 | — | — | $0 | 6 | 2019-03-05 |
| BATTALION OIL CORP (HK) Delisted | EVP, Corporate Development | 2,665 | — | — | $176.1K | 27 | 2016-09-13 |
| HAWK | EVP CORPORATE DEVELOPMENT | 270,881 | $15.06 | $4.08M | $0 | 1 | 2007-03-06 |
Recent Filings
34 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-03-05 | BATTALION OIL CORP (HK.WS) Delisted | Tax (F) | −11,351 | -$18.5K | EDGAR |
| 2018-03-05 | BATTALION OIL CORP (HK.WS) Delisted | Grant (A) | +117,250 | $0 | EDGAR |
| 2017-09-18 | BATTALION OIL CORP (HK.WS) Delisted | Tax (F) | −32,010 | -$199.7K | EDGAR |
| 2017-04-13 | BATTALION OIL CORP (HK.WS) Delisted | Grant (A) | +81,250 | $0 | EDGAR |
| 2016-11-21 | BATTALION OIL CORP (HK.WS) Delisted | Other (J) | +22,909 | $0 | EDGAR |
| 2016-09-22 | BATTALION OIL CORP (HK.WS) Delisted | Grant (A) | — | $0 | EDGAR |
| 2016-09-13 | BATTALION OIL CORP (HK) Delisted | Mixed | +65,340 | $0 | EDGAR |
| 2016-03-01 | BATTALION OIL CORP (HK) Delisted | Tax (F) | −9,170 | -$4.5K | EDGAR |
| 2015-03-02 | BATTALION OIL CORP (HK) Delisted | Mixed | +171,667 | -$41.7K | EDGAR |
| 2014-03-03 | BATTALION OIL CORP (HK) Delisted | Grant (A) | +88,257 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.