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JOHN J GOGGINS

CIK 1195304 · EVP and General Counsel · last filed 2023-03-07

JOHN J GOGGINS is an EVP and General Counsel who has filed 63 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider sold $2.5M of MCO on Mar 7, 2023. Across all open-market trades the lifetime net is −$82.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.2M across reported positions. 78 SEC filings were submitted jointly with MOODYS CORP /DE/.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.24M

Companies

1

Total Filings

63

Lifetime Open-Market Net

-$82.28M

Filer Profile

Reported Address
7 WORLD TRADE CENTER
250 GREENWICH STREET
NEW YORK, NY 10007
State of Incorporation
DE
Related Filers
MOODYS CORP /DE/ — 78 joint filings, latest 2023-03-07
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MCO EVP and General Counsel 8,587 $493.55 $4.24M -$82.28M 63 2023-03-07

Recent Filings

63 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-03-07 MCO Sell (S) −8,400 -$2.54M EDGAR
2023-03-03 MCO Mixed +1,092 -$431.0K EDGAR
2023-02-23 MCO Grant (A) +821 $242.5K EDGAR
2022-03-02 MCO Mixed +2,469 -$1.11M EDGAR
2022-02-22 MCO Grant (A) +744 $242.5K EDGAR
2021-06-04 MCO Sell (S) −4,520 -$1.51M EDGAR
2021-05-25 MCO Mixed — -$2.11M EDGAR
2021-05-12 MCO Mixed — -$2.42M EDGAR
2021-03-19 MCO Mixed +6,816 -$1.92M EDGAR
2021-03-03 MCO Mixed +1,171 -$553.4K EDGAR
Showing 1–10 of 63
Page 1 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.