ROBERT W DUMAS

CIK 1195616 · Chairman · last filed 2023-01-03

ROBERT W DUMAS is a Chairman who has filed 11 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for AUBN, was dated Jan 3, 2023. Across all open-market trades the lifetime net is +$27.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.10M

Companies

1

Total Filings

11

Lifetime Open-Market Net

$27.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AUBN Chairman 41,199 $26.62 $1.10M $27.0K 11 2023-01-03

Recent Filings

11 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-01-03 AUBN $0 EDGAR
2019-01-22 AUBN Gift (G) +35 $0 EDGAR
2018-06-05 AUBN Gift (G) −500 $0 EDGAR
2017-12-20 AUBN Gift (G) +3,820 $0 EDGAR
2014-01-03 AUBN Gift (G) +30 $0 EDGAR
2012-05-30 AUBN Gift (G) −1,000 $0 EDGAR
2010-02-12 AUBN Buy (P) +373 $7.5K EDGAR
2009-01-28 AUBN Gift (G) +25 $0 EDGAR
2008-02-08 AUBN Buy (P) +157 $3.4K EDGAR
2007-10-31 AUBN Buy (P) +410 $10.0K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.