DOUGLAS F ESAMANN

CIK 1196675 · EVPEnrgySol&PresMidW&FL&NatGas · last filed 2021-03-02

DOUGLAS F ESAMANN is an EVPEnrgySol&PresMidW&FL&NatGas who has filed 23 SEC Form 4 insider transactions across 2 companies since 2016. The most recent filing shows the insider had shares withheld for taxes covering $140.6K of DUK on Mar 2, 2021. Across all open-market trades the lifetime net is −$1.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $13.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$13.28M

Companies

2

Total Filings

23

Lifetime Open-Market Net

-$1.09M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DUK EVPEnrgySol&PresMidW&FL&NatGas 93,218 $125.01 $11.65M -$409.5K 9 2021-03-02
DUKH EVPEnergySolutions&PresMidW&FL 68,052 $23.86 $1.62M -$684.8K 14 2019-03-04

Recent Filings

23 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-03-02 DUK Tax (F) −1,643 -$140.6K EDGAR
2021-02-26 DUK Grant (A) +7,303 $637.8K EDGAR
2021-02-23 DUK Tax (F) −937 -$82.9K EDGAR
2021-02-11 DUK Mixed +9,870 $921.1K EDGAR
2020-03-02 DUK Tax (F) −1,643 -$153.3K EDGAR
2020-02-25 DUK Tax (F) −737 -$75.5K EDGAR
2020-02-20 DUK Grant (A) +6,289 $637.8K EDGAR
2020-02-12 DUK Mixed +9,804 $943.4K EDGAR
2019-09-03 DUK Sell (S) −4,430 -$409.5K EDGAR
2019-03-04 DUKH Tax (F) −836 -$75.0K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.