Barry H Caldwell
CIK 1197028 · Sr VP Corp Affairs/Chief Peopl · last filed 2023-01-10
Barry H Caldwell is a Sr VP Corp Affairs/Chief Peopl who has filed 53 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for RBT.WS, was dated Jan 10, 2023. Across all open-market trades the lifetime net is −$14.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.7M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
WM price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
STE 4000
HOUSTON, TX 77002
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Rubicon Technologies, Inc. (RBT.WS) Delisted | Director | 125,628 | $0.01 | $653 | $0 | 1 | 2023-01-10 |
| WM | Sr VP Corp Affairs/Chief Peopl | 20,602 | $229.58 | $4.73M | -$14.04M | 44 | 2018-05-08 |
| WASTE MANAGEMENT INC (WMI) Delisted | Senior Vice President | 31,027 | — | — | -$854.0K | 8 | 2009-02-19 |
Recent Filings
53 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-01-10 | Rubicon Technologies, Inc. (RBT.WS) Delisted | Grant (A) | +125,628 | $0 | EDGAR |
| 2018-05-08 | WM | Mixed | −12,034 | -$910.9K | EDGAR |
| 2018-03-01 | WM | Mixed | −1,200 | $0 | EDGAR |
| 2018-02-27 | WM | Sell (S) | −13,614 | -$1.16M | EDGAR |
| 2018-02-20 | WM | Mixed | +13,614 | $1.16M | EDGAR |
| 2017-11-30 | WM | Mixed | −4,150 | -$133.8K | EDGAR |
| 2017-07-20 | WM | Mixed | +2,071 | -$112.1K | EDGAR |
| 2017-04-25 | WM | Sell (S) | −8,142 | -$598.6K | EDGAR |
| 2017-04-18 | WM | Gift (G) | −2,055 | $0 | EDGAR |
| 2017-04-11 | WM | Sell (S) | −3,100 | -$227.9K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.