Barbara M Baumann
CIK 1198299 · last filed 2026-10-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
SM price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
STE 700
DENVER, CO 80203
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NFG | Director | 22,900 | $81.61 | $1.87M | $0 | 28 | 2026-10-02 |
| DVN | Director | 95,880 | $50.76 | $4.87M | $504.2K | 16 | 2025-06-05 |
| BUCKEYE PARTNERS, L.P. (BPL) Delisted | Director | 0 | — | — | $0 | 8 | 2019-11-04 |
| UNS Energy Corp (UNS) Delisted | Director | 0 | — | — | $71.4K | 75 | 2014-08-11 |
| SM | Director | 51,102 | $39.36 | $2.01M | -$2.88M | 15 | 2013-08-06 |
| CVI | Director | 11,715 | $57.59 | $674.7K | $0 | 2 | 2012-01-04 |
| PPT | Director | 100 | $3.24 | $324 | $651 | 1 | 2010-07-02 |
| PCF | Director | 100 | $4.95 | $495 | $764 | 1 | 2010-07-02 |
| PMO | Director | 100 | $9.91 | $991 | $1.1K | 1 | 2010-07-02 |
| PIM | Director | 100 | $3.00 | $300 | $620 | 1 | 2010-07-02 |
| PMM | Director | 100 | $6.08 | $608 | $731 | 1 | 2010-07-02 |
Recent Filings · Page 6 of 15
150 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-02-06 | BUCKEYE PARTNERS, L.P. (BPL) Delisted | Grant (A) | — | $0 | EDGAR |
| 2014-08-19 | — | Disp (D) | — | $0 | |
| 2014-08-11 | UNS Energy Corp (UNS) Delisted | Gift (G) | −2,000 | $0 | EDGAR |
| 2014-02-03 | DVN | Grant (A) | +1,942 | $0 | EDGAR |
| 2013-08-06 | SM | Mixed | — | -$638.5K | EDGAR |
| 2013-05-30 | UNS Energy Corp (UNS) Delisted | Grant (A) | — | $0 | EDGAR |
| 2013-05-28 | SM | Grant (A) | +3,650 | $0 | EDGAR |
| 2013-05-07 | UNS Energy Corp (UNS) Delisted | Grant (A) | — | $0 | EDGAR |
| 2012-12-14 | SM | Mixed | — | -$154.2K | EDGAR |
| 2012-10-03 | SM | Mixed | — | -$188.3K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.