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ALEXIS M HERMAN

CIK 1198691 · last filed 2024-04-03

ALEXIS M HERMAN is a corporate insider who has filed 157 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for KO, was dated Apr 3, 2024. Across all open-market trades the lifetime net is −$2.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.8M across reported positions. 58 SEC filings were submitted jointly with CUMMINS INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.76M

Companies

3

Total Filings

157

Lifetime Open-Market Net

-$2.78M

Filer Profile

Reported Address
1501 M STREET N W SUITE 1175
WASHINGTON, DC 20005
Related Filers
CUMMINS INC — 58 joint filings, latest 2022-02-28
COLA CO COCA — 39 joint filings, latest 2024-04-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KO Director 2,000 $88.07 $176.1K $58.6K 37 2024-04-03
ETR Director 14,776 $107.27 $1.59M -$1.18M 85 2023-03-08
CUMMINS INC (CUM) Delisted Director 32,931 — — -$1.66M 35 2022-02-28

Recent Filings

157 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-04-03 KO Grant (A) — $0 EDGAR
2023-04-04 KO Grant (A) — $0 EDGAR
2023-03-08 ETR Sell (S) −213 -$22.1K EDGAR
2023-03-01 ETR Grant (A) +213 $0 EDGAR
2023-02-22 ETR Sell (S) −189 -$20.5K EDGAR
2022-12-02 ETR Grant (A) +189 $0 EDGAR
2022-09-07 ETR Sell (S) −190 -$22.1K EDGAR
2022-09-01 ETR Grant (A) +190 $0 EDGAR
2022-08-19 ETR Sell (S) −161 -$19.4K EDGAR
2022-06-01 ETR Grant (A) +826 $0 EDGAR
Showing 1–10 of 157
Page 1 of 16
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.