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JOSEPH K RHO

CIK 1200304 · last filed 2019-05-17

JOSEPH K RHO is a corporate insider who has filed 20 SEC Form 4 insider transactions across 1 company since 2009. The most recent filing shows the insider sold $483.3K of HAFC on May 17, 2019. Across all open-market trades the lifetime net is −$3.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $9.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$8.97M

Companies

1

Total Filings

20

Lifetime Open-Market Net

-$3.60M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HAFC Director 283,086 $31.69 $8.97M -$3.60M 20 2019-05-17

Recent Filings

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-05-17 HAFC Sell (S) −21,204 -$483.3K EDGAR
2019-05-17 HAFC Sell (S) −16,296 -$373.6K EDGAR
2019-04-18 HAFC Sell (S) −16,800 -$378.1K EDGAR
2019-04-18 HAFC Sell (S) −20,700 -$462.1K EDGAR
2019-04-12 HAFC Sell (S) −64,499 -$1.44M EDGAR
2019-04-05 HAFC Sell (S) −10,501 -$234.4K EDGAR
2018-07-02 HAFC Grant (A) +1,749 $0 EDGAR
2017-12-19 HAFC Grant (A) +35 $0 EDGAR
2017-07-31 HAFC Grant (A) +1,739 $0 EDGAR
2016-03-24 HAFC Grant (A) +3,000 $0 EDGAR
Showing 1–10 of 20
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.