Robert B Karn III
CIK 1200403 · last filed 2017-04-05
Robert B Karn III is a corporate insider who has filed 45 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing, for BTU, was dated Apr 5, 2017. Across all open-market trades the lifetime net is −$1.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $785.3K across reported positions. 29 SEC filings were submitted jointly with PEABODY ENERGY CORP.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
BTU price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
601 JEFFERSON ST STE 3600
HOUSTON, TX 77002
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BTU | Director | 2,612 | $22.43 | $58.6K | -$1.07M | 23 | 2017-04-05 |
| Guggenheim Enhanced Equity Income Fund (GPM) Delisted | Director | 2,086 | $9.89 | $20.6K | $0 | 1 | 2017-03-21 |
| NRP | Director | 870 | $114.77 | $99.8K | -$23 | 16 | 2017-02-15 |
| GEQ | Director | 1,000 | $51.36 | $51.4K | $18.9K | 1 | 2014-03-18 |
| GOF | Director | 1,000 | $8.66 | $8.7K | $21.2K | 1 | 2014-03-18 |
| NSP | Director | 10,600 | $53.48 | $566.9K | $19.1K | 2 | 2007-08-09 |
Recent Filings
45 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-04-05 | BTU | Other (J) | −8,734 | $0 | EDGAR |
| 2017-03-21 | Guggenheim Enhanced Equity Income Fund (GPM) Delisted | Other (J) | +2,086 | $18.1K | EDGAR |
| 2017-02-15 | NRP | Mixed | — | -$13.5K | EDGAR |
| 2016-08-31 | NRP | Disp (D) | −64 | -$1.2K | EDGAR |
| 2016-02-17 | NRP | Mixed | — | -$3.8K | EDGAR |
| 2016-01-06 | BTU | Grant (A) | +4,333 | $0 | EDGAR |
| 2015-02-12 | NRP | Mixed | — | -$32.0K | EDGAR |
| 2015-01-06 | BTU | Grant (A) | +16,796 | $0 | EDGAR |
| 2014-10-28 | BTU | Buy (P) | +9,000 | $93.1K | EDGAR |
| 2014-03-18 | — | Buy (P) | +1,000 | $23.4K |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.