RICHARD LEVY

CIK 1201666 · EVP & Chief Accounting Officer · last filed 2020-03-31

RICHARD LEVY is an EVP & Chief Accounting Officer who has filed 51 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for WFCpZ, was dated Mar 31, 2020. Across all open-market trades the lifetime net is −$13.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $89.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$89.81M

Companies

5

Total Filings

51

Lifetime Open-Market Net

-$13.89M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
WFCpZ	EVP & Chief Accounting Officer	67,870	$18.39	$1.25M	$0	2	2020-03-31
WFCpY	Executive VP & Controller	66,660	$22.65	$1.51M	-$5.48M	7	2019-03-19
WELLS FARGO & COMPANY/MN (WFCpR) Delisted	Executive VP & Controller	162,210	$24.99	$4.05M	-$5.18M	15	2017-03-17
WFCpL	Executive VP & Controller	70,230	$1165.62	$81.86M	-$3.24M	21	2013-07-17
WFC	Executive VP & Controller	61,675	$84.14	$5.19M	$0	6	2008-04-14

Recent Filings

51 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2020-03-31	WFCpZ	Mixed	+29,357	-$605.2K	EDGAR
2020-03-05	WFCpZ	Grant (A)	—	$0	EDGAR
2019-03-19	WFCpY	Mixed	+34,562	-$1.41M	EDGAR
2019-02-28	WFCpY	Grant (A)	—	$0	EDGAR
2018-07-17	WFCpY	Mixed	+1,399	-$70.0K	EDGAR
2018-03-16	WFCpY	Mixed	+29,172	-$1.45M	EDGAR
2018-02-28	WFCpY	Grant (A)	—	$0	EDGAR
2017-12-01	WFCpY	Sell (S)	−97,000	-$5.48M	EDGAR
2017-07-18	WFCpY	Mixed	+1,278	-$72.0K	EDGAR
2017-03-17	WELLS FARGO & COMPANY/MN (WFCpR) Delisted	Mixed	+26,420	-$1.59M	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.