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PENELOPE F ROLL

CIK 1205623 · Chief Financial Officer · last filed 2023-03-17

PENELOPE F ROLL is a Chief Financial Officer who has filed 29 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider bought $104.8K of ARCC on Mar 17, 2023. Across all open-market trades the lifetime net is +$689.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.33M

Companies

3

Total Filings

29

Lifetime Open-Market Net

$689.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ARCC Chief Financial Officer 71,647 $18.61 $1.33M $20.4K 10 2023-03-17
ARES CAPITAL CORP (ARY) Delisted Chief Financial Officer 63,452 — — $365.8K 7 2015-08-24
ALLIED CAPITAL CORP (ALD) Delisted Chief Financial Officer 0 — — $303.7K 12 2010-04-05

Recent Filings

29 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-03-17 ARCC Buy (P) +6,000 $104.8K EDGAR
2022-09-16 ARCC Buy (P) +2,500 $47.6K EDGAR
2022-08-04 ARCC Buy (P) +25,000 $494.2K EDGAR
2021-12-15 ARCC Sell (S) −25,805 -$515.1K EDGAR
2020-11-25 ARCC Sell (S) −7,000 -$115.8K EDGAR
2020-05-08 ARCC Buy (P) +500 $6.6K EDGAR
2020-03-13 ARCC Buy (P) +1,000 $14.3K EDGAR
2019-08-07 ARCC Buy (P) +2,000 $36.7K EDGAR
2018-11-21 ARCC Sell (S) −6,000 -$100.6K EDGAR
2018-02-16 ARCC Buy (P) +3,000 $47.4K EDGAR
Showing 1–10 of 29
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.