PENELOPE F ROLL
CIK 1205623 · Chief Financial Officer · last filed 2023-03-17
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.33M
Companies
3
Total Filings
29
Lifetime Open-Market Net
$689.9K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ARCC | Chief Financial Officer | 71,647 | $18.61 | $1.33M | $20.4K | 10 | 2023-03-17 |
| ARES CAPITAL CORP (ARY) Delisted | Chief Financial Officer | 63,452 | — | — | $365.8K | 7 | 2015-08-24 |
| ALLIED CAPITAL CORP (ALD) Delisted | Chief Financial Officer | 0 | — | — | $303.7K | 12 | 2010-04-05 |
Recent Filings · Page 3 of 3
29 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-02-05 | ALLIED CAPITAL CORP (ALD) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-12-19 | ALLIED CAPITAL CORP (ALD) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-12-13 | ALLIED CAPITAL CORP (ALD) Delisted | Buy (P) | +2,500 | $56.3K | EDGAR |
| 2007-11-09 | ALLIED CAPITAL CORP (ALD) Delisted | Buy (P) | +11,000 | $247.4K | EDGAR |
| 2007-09-19 | ALLIED CAPITAL CORP (ALD) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-07-19 | ALLIED CAPITAL CORP (ALD) Delisted | Mixed | +59,855 | $1.90M | EDGAR |
| 2007-06-25 | ALLIED CAPITAL CORP (ALD) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-05-16 | ALLIED CAPITAL CORP (ALD) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-03-20 | ALLIED CAPITAL CORP (ALD) Delisted | Grant (A) | — | $0 | EDGAR |
Showing 21–29 of 29
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Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.