EDWARD H ROSS

CIK 1205624 · See Remarks · last filed 2020-03-12

EDWARD H ROSS is a corporate insider who has filed 7 SEC Form 4 insider transactions across 3 companies since 2011. The most recent filing shows the insider bought $37.2K of FDUSZ on Mar 12, 2020. Across all open-market trades the lifetime net is +$213.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $3.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$3.18M

Companies

3

Total Filings

7

Lifetime Open-Market Net

$213.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
FIDUS INVESTMENT Corp (FDUSZ) Delisted	See Remarks	177,454	$25.17	$4.47M	$60.9K	2	2020-03-12
FIDUS INVESTMENT Corp (FDUSL) Delisted	See Remarks	171,454	—	—	$46.1K	1	2018-03-12
FDUS	Chairman of the Board and CEO	167,954	$18.94	$3.18M	$106.5K	4	2012-11-09

Recent Filings

7 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2020-03-12	FIDUS INVESTMENT Corp (FDUSZ) Delisted	Buy (P)	+4,000	$37.2K	EDGAR
2020-03-10	FIDUS INVESTMENT Corp (FDUSZ) Delisted	Buy (P)	+2,000	$23.6K	EDGAR
2018-03-12	FIDUS INVESTMENT Corp (FDUSL) Delisted	Buy (P)	+3,500	$46.1K	EDGAR
2012-11-09	FDUS	Buy (P)	+2,000	$30.8K	EDGAR
2012-03-14	FDUS	Buy (P)	+2,000	$27.6K	EDGAR
2011-12-01	FDUS	Buy (P)	+2,000	$24.1K	EDGAR
2011-11-23	FDUS	Buy (P)	+2,000	$24.1K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.