Home

JAMES J GAFFNEY

CIK 1208356 · last filed 2016-04-13

JAMES J GAFFNEY is a corporate insider who has filed 55 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for AWI, was dated Apr 13, 2016. Across all open-market trades the lifetime net is −$6.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $12.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$11.98M

Companies

5

Total Filings

55

Lifetime Open-Market Net

-$6.69M

Filer Profile

Reported Address
10551 WILSHIRE BLVD
LOS ANGELES, CA 90024
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AWI Director 21,965 $163.81 $3.60M $0 9 2016-04-13
QXO BUILDING PRODUCTS, INC. (BECN) Delisted Director 11,250 $124.17 $1.40M -$2.69M 16 2015-12-28
POOL Director 50,966 $164.52 $8.38M -$3.82M 20 2015-06-17
IMPERIAL SUGAR CO /NEW/ (IPSU) Delisted Director 0 — — $0 5 2012-06-22
IMPERIAL SUGAR CO /NEW/ (IPSUW) Delisted Director 11,464 — — -$173.4K 3 2008-05-01

Recent Filings

55 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-04-13 AWI — — $0 EDGAR
2015-12-28 QXO BUILDING PRODUCTS, INC. (BECN) Delisted Mixed — -$198.2K EDGAR
2015-07-15 AWI Grant (A) +1,924 $0 EDGAR
2015-06-17 POOL Mixed — -$248.5K EDGAR
2015-05-29 POOL Sell (S) −2,054 -$138.4K EDGAR
2015-05-07 POOL Grant (A) +1,841 $0 EDGAR
2015-02-13 QXO BUILDING PRODUCTS, INC. (BECN) Delisted Grant (A) — $0 EDGAR
2014-12-09 POOL Mixed — -$118.7K EDGAR
2014-12-05 POOL Mixed — -$130.4K EDGAR
2014-02-13 QXO BUILDING PRODUCTS, INC. (BECN) Delisted Grant (A) — $0 EDGAR
Showing 1–10 of 55
Page 1 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.