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ROBERT D WALTER

CIK 1209442 · Executive Director · last filed 2020-02-11

ROBERT D WALTER is an Executive Director who has filed 104 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for YUM, was dated Feb 11, 2020. Across all open-market trades the lifetime net is +$10.3M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $597.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$597.49M

Companies

4

Total Filings

104

Lifetime Open-Market Net

$10.33M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
YUM Director 115,442 $151.99 $17.55M $5.07M 33 2020-02-11
AXP Director 230,300 $338.00 $77.84M $4.79M 15 2018-04-03
NORDSTROM INC (JWN) Delisted Director 54,926 $24.66 $1.35M $470.0K 49 2018-03-22
CAH Executive Director 2,264,084 $221.77 $502.11M $0 7 2008-10-08

Recent Filings

104 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-02-11 YUM Mixed +2,055 -$72 EDGAR
2020-02-11 YUM Grant (A) — $0 EDGAR
2019-05-14 YUM Mixed — -$279.7K EDGAR
2019-02-12 YUM Grant (A) — $0 EDGAR
2018-04-03 AXP Grant (A) — $0 EDGAR
2018-03-22 NORDSTROM INC (JWN) Delisted Grant (A) — $0 EDGAR
2018-03-02 YUM Gift (G) — $0 EDGAR
2018-02-26 YUM Mixed +3,791 -$75 EDGAR
2018-02-14 YUM Grant (A) +192 $0 EDGAR
2017-12-14 NORDSTROM INC (JWN) Delisted Grant (A) — $0 EDGAR
Showing 1–10 of 104
Page 1 of 11
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.