Home

PAUL AUDET

CIK 1210401 · Vice Chairman · last filed 2021-05-24

PAUL AUDET is a Vice Chairman who has filed 17 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing shows the insider was granted $170.0K of AB on May 24, 2021. Across all open-market trades the lifetime net is −$17.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $88.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$87.99M

Companies

5

Total Filings

17

Lifetime Open-Market Net

-$17.11M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AB Director 26,249 $37.15 $975.2K $0 4 2021-05-24
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST (BAF) Delisted Director 6,500 — — $104.3K 1 2012-02-16
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC. (MUS) Delisted Director 7,000 — — $102.1K 1 2012-02-16
CII Director 16,000 $24.34 $389.4K $201.7K 1 2011-12-05
BLK Vice Chairman 83,518 $1037.16 $86.62M -$17.52M 10 2008-07-22

Recent Filings

17 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-05-24 AB Grant (A) +3,918 $170.0K EDGAR
2020-05-21 AB Grant (A) +7,176 $170.0K EDGAR
2019-05-16 AB Grant (A) +5,810 $170.0K EDGAR
2018-05-15 AB Grant (A) +6,320 $170.0K EDGAR
2012-02-16 BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST (BAF) Delisted Buy (P) +6,500 $104.3K EDGAR
2012-02-16 BLACKROCK MUNIHOLDINGS QUALITY FUND, INC. (MUS) Delisted Buy (P) +7,000 $102.1K EDGAR
2011-12-05 CII Buy (P) +16,000 $201.7K EDGAR
2008-07-22 BLK Sell (S) −5,394 -$1.17M EDGAR
2008-07-22 BLK Sell (S) −6,538 -$1.41M EDGAR
2008-07-22 BLK Mixed −8,406 -$1.81M EDGAR
Showing 1–10 of 17
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.