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PAUL AUDET

CIK 1210401 · Vice Chairman · last filed 2021-05-24

PAUL AUDET is a Vice Chairman who has filed 17 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing shows the insider was granted $170.0K of AB on May 24, 2021. Across all open-market trades the lifetime net is −$17.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $95.1M across reported positions. 5 SEC filings were submitted jointly with BlackRock Holdco 2, Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$95.10M

Companies

5

Total Filings

17

Lifetime Open-Market Net

-$17.11M

Filer Profile

Reported Address
C/O BLACKROCK FINANCIAL MANAGEMENT
40 EAST 52ND STREET
NEW YORK, NY 10022
Related Filers
BlackRock Holdco 2, Inc. — 5 joint filings, latest 2005-05-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AB Director 26,249 $37.35 $980.4K $0 4 2021-05-24
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST (BAF) Delisted Director 6,500 — — $104.3K 1 2012-02-16
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC. (MUS) Delisted Director 7,000 — — $102.1K 1 2012-02-16
CII Director 16,000 $24.51 $392.2K $201.7K 1 2011-12-05
BLK Vice Chairman 83,518 $1122.29 $93.73M -$17.52M 10 2008-07-22

Recent Filings

17 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-05-24 AB Grant (A) +3,918 $170.0K EDGAR
2020-05-21 AB Grant (A) +7,176 $170.0K EDGAR
2019-05-16 AB Grant (A) +5,810 $170.0K EDGAR
2018-05-15 AB Grant (A) +6,320 $170.0K EDGAR
2012-02-16 BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST (BAF) Delisted Buy (P) +6,500 $104.3K EDGAR
2012-02-16 BLACKROCK MUNIHOLDINGS QUALITY FUND, INC. (MUS) Delisted Buy (P) +7,000 $102.1K EDGAR
2011-12-05 CII Buy (P) +16,000 $201.7K EDGAR
2008-07-22 BLK Sell (S) −5,394 -$1.17M EDGAR
2008-07-22 BLK Sell (S) −6,538 -$1.41M EDGAR
2008-07-22 BLK Mixed −8,406 -$1.81M EDGAR
Showing 1–10 of 17
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.