STEVEN L FRADKIN

CIK 1214324 · Vice Chairman · last filed 2025-12-05

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$22.94M

Companies

5

Total Filings

111

Lifetime Open-Market Net

-$59.86M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NTRSO Vice Chairman 55,682 $18.56 $1.03M -$16.26M 38 2025-12-05
NORTHERN TRUST CORP (NTRSP) Delisted President/Wealth Management 56,225 -$30.90M 19 2019-12-16
NORTHERN TRUST CORP (NTRS.P) Delisted President/Wealth Management 58,188 -$1.50M 7 2016-02-18
NTRS President/Wealth Management 125,629 $174.34 $21.90M -$11.19M 40 2014-07-30
optionsXpress Holdings, Inc. (OXPS) Delisted Director 0 $0 7 2011-09-01

Recent Filings · Page 3 of 12

111 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2022-01-20 NTRSO Mixed +7,997 -$582.0K EDGAR
2021-12-07 NTRSO Tax (F) −379 -$44.5K EDGAR
2021-11-17 NTRSO Other (J) $0 EDGAR
2021-05-13 NTRSO Mixed -$1.86M EDGAR
2021-03-03 NTRSO Tax (F) −2,687 -$264.5K EDGAR
2021-02-24 NTRSO Tax (F) −1,232 -$119.4K EDGAR
2021-02-19 NTRSO Grant (A) +9,338 $0 EDGAR
2021-02-01 NTRSO Sell (S) −8,473 -$775.3K EDGAR
2021-01-21 NTRSO Mixed +8,473 -$393.0K EDGAR
2020-12-16 NTRSO Gift (G) $0 EDGAR
Showing 2130 of 111
Page 3 of 12
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.