STEVEN L FRADKIN

CIK 1214324 · Vice Chairman · last filed 2025-12-05

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$22.94M

Companies

5

Total Filings

111

Lifetime Open-Market Net

-$59.86M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NTRSO Vice Chairman 55,682 $18.56 $1.03M -$16.26M 38 2025-12-05
NORTHERN TRUST CORP (NTRSP) Delisted President/Wealth Management 56,225 -$30.90M 19 2019-12-16
NORTHERN TRUST CORP (NTRS.P) Delisted President/Wealth Management 58,188 -$1.50M 7 2016-02-18
NTRS President/Wealth Management 125,629 $174.34 $21.90M -$11.19M 40 2014-07-30
optionsXpress Holdings, Inc. (OXPS) Delisted Director 0 $0 7 2011-09-01

Recent Filings · Page 4 of 12

111 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2020-12-11 NTRSO Gift (G) $0 EDGAR
2020-12-07 NTRSO Tax (F) −364 -$34.0K EDGAR
2020-11-12 NTRSO Other (J) $0 EDGAR
2020-11-05 NTRSO Mixed -$214.9K EDGAR
2020-03-03 NTRSO Tax (F) −1,782 -$154.4K EDGAR
2020-02-25 NTRSO Tax (F) −1,233 -$125.0K EDGAR
2020-02-19 NTRSO Mixed +6,852 -$215.2K EDGAR
2020-01-22 NTRSO Mixed +9,706 -$583.6K EDGAR
2019-12-16 NORTHERN TRUST CORP (NTRSP) Delisted Tax (F) −406 -$44.1K EDGAR
2019-03-05 NORTHERN TRUST CORP (NTRSP) Delisted Tax (F) −774 -$72.4K EDGAR
Showing 3140 of 111
Page 4 of 12
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.