STEVEN L FRADKIN

CIK 1214324 · Vice Chairman · last filed 2025-12-05

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$22.94M

Companies

5

Total Filings

111

Lifetime Open-Market Net

-$59.86M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NTRSO Vice Chairman 55,682 $18.56 $1.03M -$16.26M 38 2025-12-05
NORTHERN TRUST CORP (NTRSP) Delisted President/Wealth Management 56,225 -$30.90M 19 2019-12-16
NORTHERN TRUST CORP (NTRS.P) Delisted President/Wealth Management 58,188 -$1.50M 7 2016-02-18
NTRS President/Wealth Management 125,629 $174.34 $21.90M -$11.19M 40 2014-07-30
optionsXpress Holdings, Inc. (OXPS) Delisted Director 0 $0 7 2011-09-01

Recent Filings · Page 5 of 12

111 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2019-02-21 NORTHERN TRUST CORP (NTRSP) Delisted Mixed +6,293 -$345.1K EDGAR
2019-01-24 NORTHERN TRUST CORP (NTRSP) Delisted Mixed +13,845 -$735.5K EDGAR
2018-12-11 NORTHERN TRUST CORP (NTRSP) Delisted Tax (F) −312 -$28.2K EDGAR
2018-11-19 NORTHERN TRUST CORP (NTRSP) Delisted Gift (G) −104 $0 EDGAR
2018-10-23 NORTHERN TRUST CORP (NTRSP) Delisted Gift (G) −96 $0 EDGAR
2018-02-22 NORTHERN TRUST CORP (NTRSP) Delisted Mixed +6,110 -$165.9K EDGAR
2018-02-14 NORTHERN TRUST CORP (NTRSP) Delisted Tax (F) −1,820 -$180.0K EDGAR
2018-01-25 NORTHERN TRUST CORP (NTRSP) Delisted Mixed +9,681 $1.04M EDGAR
2017-09-12 NORTHERN TRUST CORP (NTRSP) Delisted Gift (G) −335 $0 EDGAR
2017-06-08 NORTHERN TRUST CORP (NTRSP) Delisted Sell (S) −14,700 -$1.31M EDGAR
Showing 4150 of 111
Page 5 of 12
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.