A RICHARD JR CAPUTO

CIK 1214345 · last filed 2016-12-21

A RICHARD JR CAPUTO is a corporate insider who has filed 18 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for SAFT, was dated Dec 21, 2016. Current disclosed insider exposure totals $15.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$15.23M

Companies

2

Total Filings

18

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
SAFT	Director	93,130	$73.00	$6.80M	$0	12	2016-12-21
UTI	Director	222,817	$37.84	$8.43M	$0	6	2012-02-24

Recent Filings

18 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2016-12-21	SAFT	Mixed	−16,000	-$1.19M	EDGAR
2016-12-20	SAFT	Mixed	−64,000	-$4.76M	EDGAR
2016-02-24	SAFT	Grant (A)	+1,000	$0	EDGAR
2015-02-27	SAFT	Grant (A)	+1,000	$0	EDGAR
2014-03-13	SAFT	Grant (A)	+1,000	$0	EDGAR
2013-03-13	SAFT	Grant (A)	+1,000	$0	EDGAR
2012-03-12	SAFT	Grant (A)	+1,000	$0	EDGAR
2012-02-24	UTI	Grant (A)	+3,682	$0	EDGAR
2011-03-11	SAFT	Grant (A)	+1,000	$0	EDGAR
2011-02-24	UTI	Grant (A)	+2,869	$0	EDGAR

Showing 1–10 of 18

Page 1 of 2 Next

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.