Home

JOSEPH R FICALORA

CIK 1215089 · President & CEO · last filed 2020-04-30

JOSEPH R FICALORA is a President & CEO who has filed 76 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $111.4K of FLG on Apr 30, 2020. Across all open-market trades the lifetime net is +$887.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $63.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$63.10M

Companies

3

Total Filings

76

Lifetime Open-Market Net

$887.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FLG President & CEO 4,556,077 $13.85 $63.10M $0 21 2020-04-30
FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted President & CEO 3,768,625 — — $0 19 2016-08-26
FLAGSTAR BANK, NATIONAL ASSOCIATION (NYB.PRU) Delisted President & CEO 2,491,958 — — $887.8K 36 2012-08-23

Recent Filings

76 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-04-30 FLG Tax (F) −10,006 -$111.4K EDGAR
2020-03-30 FLG Tax (F) −37,541 -$365.0K EDGAR
2020-03-18 FLG Mixed +75,258 $175.5K EDGAR
2019-07-08 FLG Other (J) +40,912 $415.8K EDGAR
2019-05-01 FLG Grant (A) +61,296 $0 EDGAR
2019-04-01 FLG Tax (F) −24,644 -$285.1K EDGAR
2019-03-27 FLG Tax (F) −12,897 -$150.6K EDGAR
2019-03-19 FLG Mixed +8,123 $107.1K EDGAR
2018-12-03 FLG Other (J) +41,338 $403.0K EDGAR
2018-09-07 FLG Other (J) +35,633 $396.9K EDGAR
Showing 1–10 of 76
Page 1 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.