JOSEPH R FICALORA

CIK 1215089 · President & CEO · last filed 2020-04-30

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$63.10M

Companies

3

Total Filings

76

Lifetime Open-Market Net

$887.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FLG President & CEO 4,556,077 $13.85 $63.10M $0 21 2020-04-30
FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted President & CEO 3,768,625 $0 19 2016-08-26
FLAGSTAR BANK, NATIONAL ASSOCIATION (NYB.PRU) Delisted President & CEO 2,491,958 $887.8K 36 2012-08-23

Recent Filings · Page 3 of 8

76 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-11-23 FLG Other (J) +22,834 $363.3K EDGAR
2016-08-26 FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted Other (J) +24,891 $359.1K EDGAR
2016-05-24 FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted Other (J) +23,887 $355.0K EDGAR
2016-03-18 FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted Grant (A) +264,345 $0 EDGAR
2016-03-01 FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted Other (J) +23,412 $363.4K EDGAR
2015-11-24 FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted Other (J) +32,047 $508.2K EDGAR
2015-08-24 FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted Other (J) +27,124 $501.5K EDGAR
2015-05-29 FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted Other (J) +28,080 $494.4K EDGAR
2015-03-20 FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted Grant (A) +232,558 $0 EDGAR
2015-03-03 FLAGSTAR BANK, NATIONAL ASSOCIATION (NYCB.PRU) Delisted Other (J) +29,532 $487.1K EDGAR
Showing 2130 of 76
Page 3 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.