R LAWRENCE ROTH

CIK 1215176 · last filed 2026-03-03

R LAWRENCE ROTH is a corporate insider who has filed 10 SEC Form 4 insider transactions across 2 companies since 2015. The most recent filing, for OPY, was dated Mar 3, 2026. Current disclosed insider exposure totals $1.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.90M

Companies

2

Total Filings

10

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
OPY Director 18,400 $103.41 $1.90M $0 8 2026-03-03
RCS Capital Corp (RCAP) Delisted 152,088 $0 1 2015-09-17

Recent Filings

10 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2026-03-03 OPY Other (J) +1,400 $0 EDGAR
2025-01-31 OPY Other (J) +1,500 $0 EDGAR
2024-01-29 OPY Grant (A) +3,000 $0 EDGAR
2023-01-30 OPY Grant (A) +2,500 $0 EDGAR
2022-01-27 OPY Grant (A) +2,500 $0 EDGAR
2021-01-29 OPY Grant (A) +2,500 $0 EDGAR
2020-02-28 OPY Grant (A) +2,500 $0 EDGAR
2019-03-01 OPY Grant (A) +2,500 $0 EDGAR
2015-09-17 RCS Capital Corp (RCAP) Delisted $0 EDGAR
2007-05-09 Disp (D) $0
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.