SCOTT M ROCKLAGE

CIK 1219014 · last filed 2024-03-15

SCOTT M ROCKLAGE is a corporate insider who has filed 29 SEC Form 4 insider transactions across 14 companies since 2013. Across all open-market trades the lifetime net is +$11.9M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $52.7M across reported positions. 71 SEC filings were submitted jointly with Andrew J. Schwab.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$52.72M

Companies

14

Total Filings

29

Lifetime Open-Market Net

$11.89M

Filer Profile

Reported Address
C/O 5AM VENTURE MANAGEMENT, LLC
4 EMBARCADERO CENTER, SUITE 3110
SAN FRANCISCO, CA 94111
Related Filers
Andrew J. Schwab — 71 joint filings, latest 2026-08-10
JOHN D DIEKMAN — 49 joint filings, latest 2026-08-20
5AM Opportunities I (GP), LLC — 35 joint filings, latest 2026-08-10
5AM Opportunities I, L.P. — 35 joint filings, latest 2026-08-10
5AM Co-Investors IV, L.P. — 30 joint filings, latest 2023-04-12
5AM Partners IV, LLC — 30 joint filings, latest 2023-04-12
5AM Ventures IV, L.P. — 30 joint filings, latest 2023-04-12
5AM Partners V, LLC — 27 joint filings, latest 2026-08-10
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RLYB 10%+ Owner 156,469 $16.88 $2.64M -$19.72M 2 2023-03-09
Pear Therapeutics, Inc. (PEARW) Delisted 10%+ Owner 537,406 $0.01 $3.2K -$2.31M 1 2022-11-15
Akouos, Inc. (AKUS) Delisted 10%+ Owner 3,153,331 $13.29 $41.91M -$50.76M 1 2020-12-31
APRE Director 3,798 $0.77 $2.9K -$20.01M 5 2020-07-01
CABA 10%+ Owner 3,214,721 $2.73 $8.78M $35.00M 1 2019-10-31
IDYA 10%+ Owner 84,420 $37.59 $3.17M $37.50M 1 2019-05-28
ARVN 10%+ Owner 4,512,136 $8.45 $38.13M -$30.68M 1 2019-04-01
Cidara Therapeutics, Inc. (CDTX) Delisted Director $221.38 $0 4 2018-06-15
scPharmaceuticals Inc. (SCPH) Delisted 10%+ Owner 103,945 $5.67 $589.4K $55.00M 1 2017-11-21
PULM Director 844 $1.41 $1.2K $266.8K 4 2016-02-25
EPIRUS Biopharmaceuticals, Inc. (EPRS) Delisted Director 2,549,211 $2.00M 2 2015-06-08
VIVEVE MEDICAL, INC. (TCON) Delisted 10%+ Owner 36,551 $0.03 $1.2K $1.50M 1 2015-05-29
Achaogen, Inc. (AKAO) Delisted Director $0 1 2014-03-13
Relypsa Inc (RLYP) Delisted Director 2,258,376 $4.10M 2 2013-11-20

Recent Filings

29 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-03-15 Buy (P) +3,600,000 $36.00M
2024-02-02 Buy (P) +41,648,592 $96.21M
2023-03-09 RLYB Sell (S) −400,000 -$3.28M EDGAR
2022-11-15 Pear Therapeutics, Inc. (PEARW) Delisted Sell (S) −842,248 -$2.31M EDGAR
2022-02-10 RLYB Sell (S) −1,260,000 -$16.44M EDGAR
2020-12-31 Akouos, Inc. (AKUS) Delisted Sell (S) −2,820,000 -$50.76M EDGAR
2020-07-01 APRE Grant (A) $0 EDGAR
2020-06-18 APRE Sell (S) −120,164 -$4.00M EDGAR
2020-06-15 APRE Sell (S) −245,000 -$7.04M EDGAR
2020-05-21 APRE Sell (S) −255,000 -$8.96M EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.