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STEPHEN G AUSTIN

CIK 1219121 · last filed 2020-03-18

STEPHEN G AUSTIN is a corporate insider who has filed 15 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for HROW, was dated Mar 18, 2020. Current disclosed insider exposure totals $3.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.87M

Companies

3

Total Filings

15

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HROW Director 91,987 $42.07 $3.87M $0 2 2020-03-18
HARROW, INC. (IMMY) Delisted Director 19,769 — — $0 6 2018-07-02
AVANIR PHARMACEUTICALS, INC. (AVNR) Delisted Director 270,094 — — $0 6 2012-02-17

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-18 HROW Exer (M) +72,218 $0 EDGAR
2019-06-28 HROW Grant (A) — $0 EDGAR
2018-07-02 HARROW, INC. (IMMY) Delisted Grant (A) — $0 EDGAR
2017-06-15 HARROW, INC. (IMMY) Delisted Grant (A) — $0 EDGAR
2016-06-14 HARROW, INC. (IMMY) Delisted Grant (A) — $0 EDGAR
2015-05-15 HARROW, INC. (IMMY) Delisted Grant (A) +6,281 $0 EDGAR
2014-09-08 HARROW, INC. (IMMY) Delisted Grant (A) +6,623 $0 EDGAR
2013-07-01 HARROW, INC. (IMMY) Delisted Grant (A) +6,865 $0 EDGAR
2012-08-15 — Grant (A) — $0
2012-02-17 AVANIR PHARMACEUTICALS, INC. (AVNR) Delisted Grant (A) +30,000 $0 EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.