JAMES R SWARTZ

CIK 1219237 · last filed 2017-05-10

JAMES R SWARTZ is a corporate insider who has filed 29 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for VRNS, was dated May 10, 2017. Across all open-market trades the lifetime net is −$104.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $25.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$25.49M

Companies

3

Total Filings

29

Lifetime Open-Market Net

-$104.94M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
VRNS 10%+ Owner 26,568 $33.34 $885.8K $0 3 2017-05-10
Riverbed Technology, Inc. (RVBD) Delisted Director 379,906 -$104.94M 25 2013-05-22
SCOR 10%+ Owner 3,237,718 $7.60 $24.61M $0 1 2010-08-13

Recent Filings

29 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-05-10 VRNS Other (J) −6,567,770 $0 EDGAR
2016-11-08 VRNS Other (J) −4,732,165 $0 EDGAR
2014-03-05 VRNS Conv (C) +24,159,140 $0 EDGAR
2013-05-22 Riverbed Technology, Inc. (RVBD) Delisted Sell (S) −200,000 -$3.19M EDGAR
2012-09-14 Riverbed Technology, Inc. (RVBD) Delisted Sell (S) −200,000 -$4.34M EDGAR
2012-06-01 Riverbed Technology, Inc. (RVBD) Delisted Grant (A) +13,800 $0 EDGAR
2012-03-19 Riverbed Technology, Inc. (RVBD) Delisted Sell (S) −180,000 -$4.97M EDGAR
2011-06-03 Riverbed Technology, Inc. (RVBD) Delisted Grant (A) +6,000 $0 EDGAR
2010-12-07 Riverbed Technology, Inc. (RVBD) Delisted Sell (S) −380,422 -$13.16M EDGAR
2010-12-01 Riverbed Technology, Inc. (RVBD) Delisted Sell (S) −200,000 -$6.85M EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.