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JAMES R SWARTZ

CIK 1219237 · last filed 2017-05-10

JAMES R SWARTZ is a corporate insider who has filed 29 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for VRNS, was dated May 10, 2017. Across all open-market trades the lifetime net is −$104.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.5M across reported positions. 18 SEC filings were submitted jointly with ARTHUR C PATTERSON.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.51M

Companies

3

Total Filings

29

Lifetime Open-Market Net

-$104.94M

Filer Profile

Reported Address
P O BOX 2816
PARK CIRY, UT 84060
Related Filers
ARTHUR C PATTERSON — 18 joint filings, latest 2018-03-27
JAMES BREYER — 17 joint filings, latest 2012-05-23
ACCEL INTERNET FUND IV LP — 11 joint filings, latest 2018-03-27
RANZETTA THERESIA GOUW — 10 joint filings, latest 2010-11-05
KEVIN E COMOLLI — 5 joint filings, latest 2011-03-04
PAUL H KLINGENSTEIN — 1 joint filings, latest 2004-07-28
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
VRNS 10%+ Owner 79,704 $46.09 $3.67M $0 3 2017-05-10
Riverbed Technology, Inc. (RVBD) Delisted Director 379,906 — — -$104.94M 25 2013-05-22
SCOR 10%+ Owner 161,886 $5.17 $837.0K $0 1 2010-08-13

Recent Filings

29 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-05-10 VRNS Other (J) −6,567,770 $0 EDGAR
2016-11-08 VRNS Other (J) −4,732,165 $0 EDGAR
2014-03-05 VRNS Conv (C) +24,159,140 $0 EDGAR
2013-05-22 Riverbed Technology, Inc. (RVBD) Delisted Sell (S) −200,000 -$3.19M EDGAR
2012-09-14 Riverbed Technology, Inc. (RVBD) Delisted Sell (S) −200,000 -$4.34M EDGAR
2012-06-01 Riverbed Technology, Inc. (RVBD) Delisted Grant (A) +13,800 $0 EDGAR
2012-03-19 Riverbed Technology, Inc. (RVBD) Delisted Sell (S) −180,000 -$4.97M EDGAR
2011-06-03 Riverbed Technology, Inc. (RVBD) Delisted Grant (A) +6,000 $0 EDGAR
2010-12-07 Riverbed Technology, Inc. (RVBD) Delisted Sell (S) −380,422 -$13.16M EDGAR
2010-12-01 Riverbed Technology, Inc. (RVBD) Delisted Sell (S) −200,000 -$6.85M EDGAR
Showing 1–10 of 29
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.