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CHARLES JOHN KOCH

CIK 1220183 · last filed 2022-02-14

CHARLES JOHN KOCH is a corporate insider who has filed 49 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for CFG, was dated Feb 14, 2022. Across all open-market trades the lifetime net is −$924.9K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $17.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$17.66M

Companies

3

Total Filings

49

Lifetime Open-Market Net

-$924.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CFG Director 104,723 $68.16 $7.14M $1.91M 32 2022-02-14
ASSURANT, INC. (AIZP) Delisted Director 20,380 — — -$2.84M 3 2019-12-09
AIZ Director 37,464 $280.78 $10.52M $0 10 2017-05-16

Recent Filings

49 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-02-14 CFG Grant (A) +129 $0 EDGAR
2021-11-15 CFG Grant (A) +141 $0 EDGAR
2021-08-16 CFG Grant (A) +155 $0 EDGAR
2021-05-14 CFG Grant (A) +139 $0 EDGAR
2021-04-23 CFG Grant (A) +3,010 $0 EDGAR
2021-02-18 CFG Grant (A) +135 $0 EDGAR
2020-11-13 CFG Grant (A) +182 $0 EDGAR
2020-08-13 CFG Grant (A) +207 $0 EDGAR
2020-05-14 CFG Grant (A) +279 $0 EDGAR
2020-04-24 CFG Grant (A) +6,419 $0 EDGAR
Showing 1–10 of 49
Page 1 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.