ROBERT H WADSWORTH

CIK 1221111 · last filed 2015-01-30

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$382.0K

Companies

9

Total Filings

81

Lifetime Open-Market Net

$31.6K

Filer Profile

Reported Address
6732 E FANFOL DR
PARADISE VALLEY, AZ 85253
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GF Director 10,750 $10.75 $115.6K -$23.8K 19 2015-01-30
CEE Director 10,378 $19.24 $199.7K -$75.1K 15 2015-01-30
EEA Director 6,305 $10.59 $66.7K -$18.8K 15 2014-02-03
DWS STRATEGIC MUNICIPAL INCOME TRUST (KSM) Delisted Director 7,500 $10.07 $75.6K $74.8K 8 2013-09-10
DWS MULTI-MARKET INCOME TRUST (KMM) Delisted Director 5,000 — — -$5.7K 7 2013-08-06
DEUTSCHE STRATEGIC INCOME TRUST (KST) Delisted Director 9,734 — — $10.4K 3 2009-03-24
DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. (DHG) Delisted Director 2,500 — — $34.4K 3 2008-12-03
DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted Director 2,000 — — $34.8K 2 2008-08-05
DEUTSCHE HIGH INCOME TRUST (KHI) Delisted Director 50 — — $685 1 2007-08-15

Recent Filings · Page 4 of 9

81 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2009-04-16 GF Other (J) +0 $7 EDGAR
2009-04-16 EEA Other (J) +39 $444 EDGAR
2009-04-15 DWS STRATEGIC MUNICIPAL INCOME TRUST (KSM) Delisted Buy (P) +1,000 $9.6K EDGAR
2009-04-08 DWS MULTI-MARKET INCOME TRUST (KMM) Delisted Buy (P) +1,000 $5.9K EDGAR
2009-04-08 — Buy (P) +1,000 $9.3K
2009-03-24 DWS MULTI-MARKET INCOME TRUST (KMM) Delisted Buy (P) +333 $2.0K EDGAR
2009-03-24 DEUTSCHE STRATEGIC INCOME TRUST (KST) Delisted Buy (P) +666 $5.2K EDGAR
2009-03-20 DEUTSCHE STRATEGIC INCOME TRUST (KST) Delisted Buy (P) +666 $5.2K EDGAR
2009-03-20 DWS MULTI-MARKET INCOME TRUST (KMM) Delisted Buy (P) +333 $2.0K EDGAR
2008-12-05 DWS STRATEGIC MUNICIPAL INCOME TRUST (KSM) Delisted Buy (P) +1,000 $7.5K EDGAR
Showing 31–40 of 81
Page 4 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.