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James A Goetz

CIK 1222477 · CIO · last filed 2013-02-05

James A Goetz is a CIO who has filed 15 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $40.3K of CVG on Feb 5, 2013. Current disclosed insider exposure totals $433.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$433.4K

Companies

2

Total Filings

15

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CONVERGYS CORP (CVG) Delisted CIO 75,661 — — $0 11 2013-02-05
SVM SVP & CIO 43,600 $9.94 $433.4K $0 3 2007-05-01

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-02-05 CONVERGYS CORP (CVG) Delisted Tax (F) −2,372 -$40.3K EDGAR
2013-01-29 CONVERGYS CORP (CVG) Delisted Tax (F) −2,415 -$40.9K EDGAR
2013-01-24 CONVERGYS CORP (CVG) Delisted Grant (A) +14,988 $0 EDGAR
2012-12-13 CONVERGYS CORP (CVG) Delisted Gift (G) −5,000 -$79.5K EDGAR
2012-06-19 CONVERGYS CORP (CVG) Delisted Tax (F) −3,846 $0 EDGAR
2012-04-02 CONVERGYS CORP (CVG) Delisted Tax (F) −4,616 $0 EDGAR
2012-02-14 CONVERGYS CORP (CVG) Delisted Grant (A) +6,305 $0 EDGAR
2012-01-26 CONVERGYS CORP (CVG) Delisted Grant (A) +11,502 $0 EDGAR
2011-03-31 CONVERGYS CORP (CVG) Delisted Tax (F) −3,077 -$44.0K EDGAR
2011-02-08 CONVERGYS CORP (CVG) Delisted Grant (A) +5,792 $0 EDGAR
Showing 1–10 of 15
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.