JAMES B HAWKES
CIK 1225368 · Vice President · last filed 2023-07-12
JAMES B HAWKES is a Vice President who has filed 54 SEC Form 4 insider transactions across 14 companies since 2007. The most recent filing shows the insider was granted $21.4K of VCTR on Jul 12, 2023. Across all open-market trades the lifetime net is +$6.4M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $68.9M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$68.90M
14
54
$6.38M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| VCTR | Director | 807,290 | $84.84 | $68.49M | $6.22M | 33 | 2023-07-12 |
| EFT | Vice President | 4,500 | $10.78 | $48.5K | $0 | 1 | 2007-11-06 |
| ETJ | Vice President | 2,000 | $8.37 | $16.7K | $34.1K | 2 | 2007-11-06 |
| EVV | Vice President | 1,900 | $9.24 | $17.6K | $19.7K | 2 | 2007-11-06 |
| ETV | Vice President | 1,200 | $14.78 | $17.7K | $10.8K | 2 | 2007-11-06 |
| ETB | Vice President | 1,100 | $15.28 | $16.8K | $10.7K | 2 | 2007-11-06 |
| EVF | President | 19,000 | $4.96 | $94.2K | $0 | 2 | 2007-11-06 |
| EFR | Vice President | 4,500 | $10.57 | $47.6K | $69.6K | 2 | 2007-11-06 |
| Eaton Vance Credit Opportunities Fund (EOE) Delisted | Vice President | 5,300 | — | — | $21.8K | 2 | 2007-11-06 |
| ETG | Vice President | 500 | $23.10 | $11.6K | $0 | 1 | 2007-11-06 |
| ETW | Vice President | 500 | $9.38 | $4.7K | $0 | 1 | 2007-11-06 |
| EVN | Vice President | 9,900 | $10.91 | $108.0K | $0 | 1 | 2007-11-06 |
| EVG | Vice President | 600 | $10.74 | $6.4K | $0 | 1 | 2007-11-06 |
| EVT | Vice President | 700 | $26.72 | $18.7K | $0 | 1 | 2007-11-06 |
Recent Filings
54 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-07-12 | VCTR | Grant (A) | +650 | $21.4K | EDGAR |
| 2023-04-12 | VCTR | Grant (A) | +1,706 | $50.0K | EDGAR |
| 2023-01-12 | VCTR | Grant (A) | +1,720 | $50.0K | EDGAR |
| 2022-10-12 | VCTR | Grant (A) | +1,953 | $50.0K | EDGAR |
| 2022-07-13 | VCTR | Grant (A) | +2,118 | $50.0K | EDGAR |
| 2022-06-16 | VCTR | Buy (P) | +20,000 | $490.2K | EDGAR |
| 2022-04-13 | VCTR | Grant (A) | +1,866 | $50.0K | EDGAR |
| 2022-01-12 | VCTR | Grant (A) | +1,481 | $50.0K | EDGAR |
| 2021-11-23 | VCTR | Conv (C) | +703,796 | $0 | EDGAR |
| 2021-10-13 | VCTR | Grant (A) | — | $0 | EDGAR |