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JAMES B HAWKES

CIK 1225368 · Vice President · last filed 2023-07-12

JAMES B HAWKES is a Vice President who has filed 54 SEC Form 4 insider transactions across 14 companies since 2007. The most recent filing shows the insider was granted $21.4K of VCTR on Jul 12, 2023. Across all open-market trades the lifetime net is +$6.4M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $81.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$81.51M

Companies

14

Total Filings

54

Lifetime Open-Market Net

$6.38M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
VCTR Director 807,290 $100.47 $81.11M $6.22M 33 2023-07-12
EFT Vice President 4,500 $10.67 $48.0K $0 1 2007-11-06
ETJ Vice President 2,000 $8.36 $16.7K $34.1K 2 2007-11-06
EVV Vice President 1,900 $9.08 $17.3K $19.7K 2 2007-11-06
ETV Vice President 1,200 $14.53 $17.4K $10.8K 2 2007-11-06
ETB Vice President 1,100 $15.31 $16.8K $10.7K 2 2007-11-06
EVF President 19,000 $4.95 $94.0K $0 2 2007-11-06
EFR Vice President 4,500 $10.56 $47.5K $69.6K 2 2007-11-06
Eaton Vance Credit Opportunities Fund (EOE) Delisted Vice President 5,300 — — $21.8K 2 2007-11-06
ETG Vice President 500 $22.89 $11.4K $0 1 2007-11-06
ETW Vice President 500 $9.38 $4.7K $0 1 2007-11-06
EVN Vice President 9,900 $10.55 $104.4K $0 1 2007-11-06
EVG Vice President 600 $10.53 $6.3K $0 1 2007-11-06
EVT Vice President 700 $27.85 $19.5K $0 1 2007-11-06

Recent Filings

54 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-07-12 VCTR Grant (A) +650 $21.4K EDGAR
2023-04-12 VCTR Grant (A) +1,706 $50.0K EDGAR
2023-01-12 VCTR Grant (A) +1,720 $50.0K EDGAR
2022-10-12 VCTR Grant (A) +1,953 $50.0K EDGAR
2022-07-13 VCTR Grant (A) +2,118 $50.0K EDGAR
2022-06-16 VCTR Buy (P) +20,000 $490.2K EDGAR
2022-04-13 VCTR Grant (A) +1,866 $50.0K EDGAR
2022-01-12 VCTR Grant (A) +1,481 $50.0K EDGAR
2021-11-23 VCTR Conv (C) +703,796 $0 EDGAR
2021-10-13 VCTR Grant (A) — $0 EDGAR
Showing 1–10 of 54
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.