JAMES B HAWKES
CIK 1225368 · Vice President · last filed 2023-07-12
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$68.90M
Companies
14
Total Filings
54
Lifetime Open-Market Net
$6.38M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| VCTR | Director | 807,290 | $84.84 | $68.49M | $6.22M | 33 | 2023-07-12 |
| EFT | Vice President | 4,500 | $10.78 | $48.5K | $0 | 1 | 2007-11-06 |
| ETJ | Vice President | 2,000 | $8.37 | $16.7K | $34.1K | 2 | 2007-11-06 |
| EVV | Vice President | 1,900 | $9.24 | $17.6K | $19.7K | 2 | 2007-11-06 |
| ETV | Vice President | 1,200 | $14.78 | $17.7K | $10.8K | 2 | 2007-11-06 |
| ETB | Vice President | 1,100 | $15.28 | $16.8K | $10.7K | 2 | 2007-11-06 |
| EVF | President | 19,000 | $4.96 | $94.2K | $0 | 2 | 2007-11-06 |
| EFR | Vice President | 4,500 | $10.57 | $47.6K | $69.6K | 2 | 2007-11-06 |
| Eaton Vance Credit Opportunities Fund (EOE) Delisted | Vice President | 5,300 | — | — | $21.8K | 2 | 2007-11-06 |
| ETG | Vice President | 500 | $23.10 | $11.6K | $0 | 1 | 2007-11-06 |
| ETW | Vice President | 500 | $9.38 | $4.7K | $0 | 1 | 2007-11-06 |
| EVN | Vice President | 9,900 | $10.91 | $108.0K | $0 | 1 | 2007-11-06 |
| EVG | Vice President | 600 | $10.74 | $6.4K | $0 | 1 | 2007-11-06 |
| EVT | Vice President | 700 | $26.72 | $18.7K | $0 | 1 | 2007-11-06 |
Recent Filings · Page 2 of 6
54 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-07-14 | VCTR | Grant (A) | — | $0 | EDGAR |
| 2021-04-14 | VCTR | Grant (A) | — | $0 | EDGAR |
| 2021-01-13 | VCTR | Grant (A) | — | $0 | EDGAR |
| 2020-10-13 | VCTR | Grant (A) | — | $0 | EDGAR |
| 2020-07-13 | VCTR | Grant (A) | — | $0 | EDGAR |
| 2020-06-15 | VCTR | Buy (P) | +17,404 | $274.3K | EDGAR |
| 2020-05-18 | VCTR | Buy (P) | +31,000 | $434.3K | EDGAR |
| 2020-05-15 | VCTR | Buy (P) | +40,000 | $553.6K | EDGAR |
| 2020-04-14 | VCTR | Grant (A) | — | $0 | EDGAR |
| 2020-01-13 | VCTR | Grant (A) | — | $0 | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.