ALEXANDER C FRANK
CIK 1226177 · COO & CFO · last filed 2026-02-23
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.01M
Companies
5
Total Filings
18
Lifetime Open-Market Net
$94.6K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Sunrise Realty Trust, Inc. (SUNSV) Delisted | Director | 10,906 | — | — | $60.6K | 4 | 2026-02-23 |
| AFCG | Director | 16,196 | $3.42 | $55.4K | $0 | 6 | 2025-11-21 |
| SBH | COO & CFO | 141,241 | $13.85 | $1.96M | $0 | 3 | 2017-10-19 |
| Oaktree Strategic Income Corp (FSC) Delisted | Chief Financial Officer | 3,000 | — | — | $34.0K | 2 | 2014-12-15 |
| Fifth Street Asset Management Inc. (FSAM) Delisted | COO & CFO | — | — | — | $0 | 2 | 2014-11-04 |
Recent Filings · Page 2 of 2
18 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-10-19 | SBH | Mixed | +40,681 | -$141.0K | EDGAR |
| 2017-10-18 | SBH | Mixed | +100,560 | -$95.4K | EDGAR |
| 2017-01-17 | SBH | Grant (A) | — | $0 | EDGAR |
| 2014-12-15 | Oaktree Strategic Income Corp (FSC) Delisted | Buy (P) | +2,000 | $20.1K | EDGAR |
| 2014-11-04 | Fifth Street Asset Management Inc. (FSAM) Delisted | Other (J) | — | $0 | EDGAR |
| 2014-10-31 | Fifth Street Asset Management Inc. (FSAM) Delisted | Mixed | — | $0 | EDGAR |
| 2013-08-12 | Oaktree Strategic Income Corp (FSC) Delisted | Buy (P) | +1,000 | $13.9K | EDGAR |
| 2011-09-21 | — | Buy (P) | +10,000 | $96.3K |
Showing 11–18 of 18
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Page 2 of 2
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.