ALEXANDER C FRANK

CIK 1226177 · COO & CFO · last filed 2026-02-23

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.01M

Companies

5

Total Filings

18

Lifetime Open-Market Net

$94.6K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Sunrise Realty Trust, Inc. (SUNSV) Delisted Director 10,906 $60.6K 4 2026-02-23
AFCG Director 16,196 $3.42 $55.4K $0 6 2025-11-21
SBH COO & CFO 141,241 $13.85 $1.96M $0 3 2017-10-19
Oaktree Strategic Income Corp (FSC) Delisted Chief Financial Officer 3,000 $34.0K 2 2014-12-15
Fifth Street Asset Management Inc. (FSAM) Delisted COO & CFO $0 2 2014-11-04

Recent Filings · Page 2 of 2

18 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-10-19 SBH Mixed +40,681 -$141.0K EDGAR
2017-10-18 SBH Mixed +100,560 -$95.4K EDGAR
2017-01-17 SBH Grant (A) $0 EDGAR
2014-12-15 Oaktree Strategic Income Corp (FSC) Delisted Buy (P) +2,000 $20.1K EDGAR
2014-11-04 Fifth Street Asset Management Inc. (FSAM) Delisted Other (J) $0 EDGAR
2014-10-31 Fifth Street Asset Management Inc. (FSAM) Delisted Mixed $0 EDGAR
2013-08-12 Oaktree Strategic Income Corp (FSC) Delisted Buy (P) +1,000 $13.9K EDGAR
2011-09-21 Buy (P) +10,000 $96.3K
Showing 1118 of 18
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.