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JAMES R HATFIELD

CIK 1226552 · EVP, Advisor to CEO · last filed 2021-11-10

JAMES R HATFIELD is an EVP, Advisor to CEO who has filed 83 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider sold $212.1K of PNW on Nov 10, 2021. Across all open-market trades the lifetime net is −$5.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $8.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$8.62M

Companies

2

Total Filings

83

Lifetime Open-Market Net

-$5.43M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PNW EVP, Advisor to CEO 25,743 $106.06 $2.73M -$5.43M 48 2021-11-10
OGE Sr. VP & CFO 117,976 $49.95 $5.89M $0 35 2008-07-17

Recent Filings

83 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-11-10 PNW Sell (S) −3,327 -$212.1K EDGAR
2021-11-08 PNW Mixed +4,077 -$195.3K EDGAR
2021-02-23 PNW Mixed +384 -$268.8K EDGAR
2021-02-18 PNW Grant (A) — $0 EDGAR
2020-11-12 PNW Mixed +2,943 -$195.1K EDGAR
2020-02-27 PNW Sell (S) −20,000 -$1.99M EDGAR
2020-02-24 PNW Mixed +145 -$358.2K EDGAR
2020-02-20 PNW Grant (A) — $0 EDGAR
2019-10-24 PNW Mixed +3,003 -$213.8K EDGAR
2019-03-04 PNW Sell (S) −3,000 -$278.7K EDGAR
Showing 1–10 of 83
Page 1 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.