Richard Y Okumoto

CIK 1226754 · last filed 2017-02-21

Richard Y Okumoto is a corporate insider who has filed 9 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for LFVN, was dated Feb 21, 2017. Across all open-market trades the lifetime net is +$212.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $194.9K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure
$194.9K
Companies
2
Total Filings
9
Lifetime Open-Market Net
$212.5K

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

LFVN price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LFVN Director 32,708 $5.96 $194.9K $212.5K 7 2017-02-21
LGVN Director — $1.45 — $0 2 2009-08-19

Recent Filings

9 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-02-21 LFVN Grant (A) +7,708 $0 EDGAR
2015-03-05 LFVN Disp (D) −25,000 $0 EDGAR
2014-11-19 LFVN Grant (A) +25,000 $0 EDGAR
2013-11-25 LFVN Buy (P) +50,000 $90.5K EDGAR
2013-11-14 LFVN Grant (A) +25,000 $0 EDGAR
2013-05-16 LFVN Buy (P) +50,000 $122.0K EDGAR
2012-11-16 LFVN Grant (A) +50,000 $0 EDGAR
2009-08-19 LGVN Disp (D) — $0 EDGAR
2007-05-21 LGVN Grant (A) — $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.