SUSAN M PHILLIPS
CIK 1227006 · last filed 2017-06-20
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$12.04M
Companies
2
Total Filings
27
Lifetime Open-Market Net
-$745.0K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 3 of 3
27 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-06-18 | CBOE | Buy (P) | +300 | $8.7K | EDGAR |
| 2010-06-17 | CBOE | Grant (A) | +7,547 | $0 | EDGAR |
| 2009-12-11 | KR | Grant (A) | +3,250 | $0 | EDGAR |
| 2008-12-12 | KR | Grant (A) | +3,250 | $0 | EDGAR |
| 2008-03-05 | KR | Buy (P) | +21 | $563 | EDGAR |
| 2007-12-17 | KR | Grant (A) | +2,500 | $6.25M | EDGAR |
| 2007-08-15 | KR | Exer (M) | +5,000 | $85.9K | EDGAR |
Showing 21–27 of 27
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Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.