Alan Bradley Gabbard
CIK 1229856 · Chief Financial Officer · last filed 2017-12-08
Alan Bradley Gabbard is a Chief Financial Officer who has filed 18 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider sold $81.7K of ADES on Dec 8, 2017. Across all open-market trades the lifetime net is −$297.1K, making them a net seller over the disclosed history.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
MEK price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
BOULDER, CO 80344
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Arq, Inc. (ADES) Delisted | Director | 34,480 | $3.36 | $115.9K | -$127.8K | 10 | 2017-12-08 |
| LILIS ENERGY, INC. (LLEX) Delisted | CFO & COO | 48,401 | — | — | $0 | 1 | 2014-02-04 |
| LILIS ENERGY, INC. (RECV) Delisted | CFO and COO | 373,149 | — | — | $105.7K | 5 | 2013-11-15 |
| POWERSECURE INTERNATIONAL, INC. (MEK) Delisted | Director | 69,048 | — | — | -$275.0K | 1 | 2007-05-17 |
Recent Filings
18 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-12-08 | Arq, Inc. (ADES) Delisted | Sell (S) | −10,000 | -$81.7K | EDGAR |
| 2017-07-05 | Arq, Inc. (ADES) Delisted | Grant (A) | +4,842 | $0 | EDGAR |
| 2017-06-30 | Arq, Inc. (ADES) Delisted | Sell (S) | −4,700 | -$43.3K | EDGAR |
| 2017-06-27 | Arq, Inc. (ADES) Delisted | Mixed | −1,800 | -$2.9K | EDGAR |
| 2016-07-06 | Arq, Inc. (ADES) Delisted | Grant (A) | +6,212 | $0 | EDGAR |
| 2015-06-16 | Arq, Inc. (ADES) Delisted | Grant (A) | +31,138 | $0 | EDGAR |
| 2015-02-18 | Arq, Inc. (ADES) Delisted | Grant (A) | +2,114 | $50.3K | EDGAR |
| 2014-02-04 | LILIS ENERGY, INC. (LLEX) Delisted | Mixed | +110,861 | $221.7K | EDGAR |
| 2014-01-27 | Arq, Inc. (ADES) Delisted | Grant (A) | +32 | $1.4K | EDGAR |
| 2013-11-15 | LILIS ENERGY, INC. (RECV) Delisted | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).