Joseph A Schenk

CIK 1230923 · Exec. VP · last filed 2020-08-04

Joseph A Schenk is an Exec. VP who has filed 41 SEC Form 4 insider transactions across 3 companies since 2007. Across all open-market trades the lifetime net is −$14.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $9.0M across reported positions. 37 SEC filings were submitted jointly with Jefferies Group LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$8.97M

Companies

Total Filings

Lifetime Open-Market Net

-$14.49M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

Filer Profile

Reported Address

C/O JEFFERIES & COMPANY, INC.
520 MADISON AVE. 12TH FL.
NEW YORK, NY 10022

Related Filers

Jefferies Group LLC — 37 joint filings, latest 2007-12-10

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
GAIN Capital Holdings, Inc. (GCAP) Delisted	Director	237,219	—	—	$304.0K	17	2020-07-21
HUDSON VALLEY HOLDING CORP (HVB) Delisted	Director	0	—	—	$219.1K	11	2015-07-02
JEF	Exec. VP	194,431	$46.12	$8.97M	-$15.01M	12	2007-12-10

Recent Filings

41 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2020-08-04	—	Disp (D)	−237,219	-$1.42M
2020-07-21	GAIN Capital Holdings, Inc. (GCAP) Delisted	Exer (M)	+40,000	$153.2K	EDGAR
2019-03-18	GAIN Capital Holdings, Inc. (GCAP) Delisted	Grant (A)	+30,581	$0	EDGAR
2018-11-23	GAIN Capital Holdings, Inc. (GCAP) Delisted	Buy (P)	+10,000	$73.2K	EDGAR
2018-05-29	GAIN Capital Holdings, Inc. (GCAP) Delisted	Grant (A)	+25,000	$0	EDGAR
2017-10-05	GAIN Capital Holdings, Inc. (GCAP) Delisted	Grant (A)	+5,178	$0	EDGAR
2017-06-12	GAIN Capital Holdings, Inc. (GCAP) Delisted	Exer (M)	+12,024	$46.1K	EDGAR
2017-03-17	GAIN Capital Holdings, Inc. (GCAP) Delisted	Grant (A)	+12,091	$0	EDGAR
2016-12-19	GAIN Capital Holdings, Inc. (GCAP) Delisted	Buy (P)	+10,000	$69.1K	EDGAR
2016-11-10	GAIN Capital Holdings, Inc. (GCAP) Delisted	Buy (P)	+10,000	$54.1K	EDGAR

Showing 1–10 of 41

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.