David M Carroll

CIK 1232064 · Senior Exec. Vice President · last filed 2017-06-09

David M Carroll is a Senior Exec. Vice President who has filed 53 SEC Form 4 insider transactions across 1 company since 2009. The most recent filing, for WFC, was dated Jun 9, 2017. Across all open-market trades the lifetime net is −$28.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $28.4M across reported positions. 29 SEC filings were submitted jointly with WACHOVIA CORP NEW.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$28.43M

Companies

Total Filings

Lifetime Open-Market Net

-$28.58M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

WFC price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Related Filers

WACHOVIA CORP NEW — 29 joint filings, latest 2009-01-05

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
WFC	Senior Exec. Vice President	338,161	$84.07	$28.43M	-$28.58M	41	2017-06-09

Recent Filings

53 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2017-06-09	WFC	Mixed	−27,582	-$1.47M	EDGAR
2017-03-17	WFC	Mixed	+54,857	-$2.63M	EDGAR
2017-03-03	WFC	Sell (S)	−117,704	-$6.95M	EDGAR
2017-03-02	WFC	Grant (A)	—	$0	EDGAR
2016-07-29	WFC	Mixed	+2,446	-$98.1K	EDGAR
2016-07-26	WFC	Mixed	+2,807	-$113.0K	EDGAR
2016-04-26	WFC	Mixed	−64,300	-$3.13M	EDGAR
2016-03-17	WFC	Mixed	+130,673	-$5.93M	EDGAR
2016-03-03	WFC	Grant (A)	—	$0	EDGAR
2015-07-30	WFC	Mixed	−1,824	$0	EDGAR

Showing 1–10 of 53

Page 1 of 6 Next

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.