HOWARD LEVKOWITZ

CIK 1232347 · CEO · last filed 2020-11-12

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$587.3K

Companies

1

Total Filings

25

Lifetime Open-Market Net

$2.27M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TCPC CEO 187,645 $3.13 $587.3K $2.27M 17 2020-11-12

Recent Filings · Page 2 of 3

25 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-06-26 TCPC Buy (P) +5,000 $76.9K EDGAR
2015-05-13 TCPC Buy (P) +1,499 $23.2K EDGAR
2013-08-14 TCPC Buy (P) +10,000 $152.8K EDGAR
2012-12-18 TCPC Buy (P) +2,300 $33.9K EDGAR
2012-12-07 TCPC Buy (P) +10,000 $149.0K EDGAR
2012-05-22 TCPC Buy (P) +5,000 $68.7K EDGAR
2012-04-12 TCPC Buy (P) +54,951 $810.5K EDGAR
2009-01-07 Buy (P) +40 $300.0K
2008-10-10 Buy (P) +28 $300.0K
2008-10-10 Buy (P) +21 $300.0K
Showing 1120 of 25
Page 2 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.