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THOMAS M JOYCE

CIK 1235138 · Chairman & CEO · last filed 2020-04-09

THOMAS M JOYCE is a Chairman & CEO who has filed 35 SEC Form 4 insider transactions across 2 companies since 2007. Across all open-market trades the lifetime net is −$38.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $24.9M across reported positions. 45 SEC filings were submitted jointly with KNIGHT CAPITAL GROUP LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$24.88M

Companies

2

Total Filings

35

Lifetime Open-Market Net

-$38.01M

Filer Profile

Related Filers
KNIGHT CAPITAL GROUP LLC — 45 joint filings, latest 2013-07-03
KCG Holdings, Inc. — 3 joint filings, latest 2013-07-08
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Virtu KCG Holdings LLC (KCG) Delisted Executive Chairman 174,385 — — -$4.60M 13 2013-07-08
NITE Chairman & CEO 641,759 $38.78 $24.88M -$33.41M 17 2010-02-03

Recent Filings

35 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-04-09 — Grant (A) +2,293 $50.0K
2020-01-31 — Grant (A) +1,912 $50.0K
2018-12-14 — Grant (A) +4,455 $110.0K
2018-11-13 — Buy (P) +6,400 $160.0K
2013-07-08 Virtu KCG Holdings LLC (KCG) Delisted — — $0 EDGAR
2013-07-03 — Disp (D) −1,502,197 $0
2013-07-03 Virtu KCG Holdings LLC (KCG) Delisted Grant (A) +177,727 $0 EDGAR
2013-02-04 Virtu KCG Holdings LLC (KCG) Delisted Tax (F) −76,160 -$281.8K EDGAR
2013-01-03 Virtu KCG Holdings LLC (KCG) Delisted Tax (F) −57,772 -$201.6K EDGAR
2012-02-02 Virtu KCG Holdings LLC (KCG) Delisted Mixed +117,028 $1.54M EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.