JAMES M FRATES
CIK 1235598 · Chief Financial Officer · last filed 2026-03-09
JAMES M FRATES is a Chief Financial Officer who has filed 210 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for AMLX, was dated Mar 9, 2026. Across all open-market trades the lifetime net is −$42.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $16.0M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$15.98M
3
210
-$42.52M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AMLX | Chief Financial Officer | 361,628 | $14.59 | $5.28M | -$3.22M | 23 | 2026-03-09 |
| Sage Therapeutics, Inc. (SAGE) Delisted | Director | 1,810 | $8.68 | $15.7K | -$4.48M | 21 | 2025-07-31 |
| ALKS | SVP, Alks Inc; CFO ALKS | 241,828 | $44.28 | $10.71M | -$34.81M | 166 | 2020-05-14 |
Recent Filings
210 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-03-09 | AMLX | Grant (A) | +95,990 | $0 | EDGAR |
| 2026-03-04 | AMLX | Sell (S) | −7,909 | -$114.9K | EDGAR |
| 2026-02-04 | AMLX | Sell (S) | −3,557 | -$52.1K | EDGAR |
| 2026-01-08 | AMLX | Sell (S) | −3,326 | -$37.0K | EDGAR |
| 2025-10-02 | AMLX | Sell (S) | −10,558 | -$154.7K | EDGAR |
| 2025-07-31 | Sage Therapeutics, Inc. (SAGE) Delisted | Mixed | −2,845 | $0 | EDGAR |
| 2025-06-13 | Sage Therapeutics, Inc. (SAGE) Delisted | Grant (A) | — | $0 | EDGAR |
| 2025-04-02 | AMLX | Sell (S) | −10,896 | -$37.8K | EDGAR |
| 2025-03-10 | AMLX | Grant (A) | +68,420 | $0 | EDGAR |
| 2025-01-06 | Sage Therapeutics, Inc. (SAGE) Delisted | Grant (A) | — | $0 | EDGAR |