JAMES M FRATES
CIK 1235598 · Chief Financial Officer · last filed 2026-03-09
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$15.98M
Companies
3
Total Filings
210
Lifetime Open-Market Net
-$42.52M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AMLX | Chief Financial Officer | 361,628 | $14.59 | $5.28M | -$3.22M | 23 | 2026-03-09 |
| Sage Therapeutics, Inc. (SAGE) Delisted | Director | 1,810 | $8.68 | $15.7K | -$4.48M | 21 | 2025-07-31 |
| ALKS | SVP, Alks Inc; CFO ALKS | 241,828 | $44.28 | $10.71M | -$34.81M | 166 | 2020-05-14 |
Recent Filings · Page 8 of 21
210 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-03-04 | ALKS | Exer (M) | +26,128 | $484.7K | EDGAR |
| 2016-03-01 | ALKS | Mixed | +2,625 | $0 | EDGAR |
| 2015-11-24 | ALKS | Mixed | +4,177 | $40 | EDGAR |
| 2015-11-12 | ALKS | Mixed | −1,500 | -$563.9K | EDGAR |
| 2015-10-14 | ALKS | Mixed | — | -$934.3K | EDGAR |
| 2015-10-07 | ALKS | Mixed | +2,644 | -$140.8K | EDGAR |
| 2015-09-15 | ALKS | Mixed | — | -$1.16M | EDGAR |
| 2015-08-12 | ALKS | Mixed | — | -$535.9K | EDGAR |
| 2015-07-15 | ALKS | Mixed | — | -$1.05M | EDGAR |
| 2015-06-18 | ALKS | Mixed | — | -$468.9K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.