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HERBERT SIMON

CIK 1235745 · Chairman Emeritus of the Board · last filed 2020-03-18

HERBERT SIMON is a Chairman Emeritus of the Board who has filed 20 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider bought $9.9M of SPGpJ on Mar 18, 2020. Across all open-market trades the lifetime net is −$141.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $20.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$20.82M

Companies

3

Total Filings

20

Lifetime Open-Market Net

-$141.38M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SPGpJ Chairman Emeritus of the Board 96,639 $54.83 $5.30M -$147.99M 8 2020-03-18
CAKE Director 193,100 $80.38 $15.52M $5.45M 7 2017-11-07
EMMIS COMMUNICATIONS CORP (EMMSP) Delisted 1,231,046 — — $1.17M 5 2012-07-23

Recent Filings

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-18 SPGpJ Buy (P) +188,572 $9.93M EDGAR
2017-11-07 CAKE Buy (P) +25,000 $1.09M EDGAR
2013-03-01 CAKE Buy (P) +20,000 $698.4K EDGAR
2012-12-14 SPGpJ Sell (S) −928,200 -$139.00M EDGAR
2012-08-14 CAKE Buy (P) +25,000 $820.5K EDGAR
2012-07-23 EMMIS COMMUNICATIONS CORP (EMMSP) Delisted Buy (P) +126,743 $249.7K EDGAR
2012-07-19 EMMIS COMMUNICATIONS CORP (EMMSP) Delisted Buy (P) +141,023 $265.4K EDGAR
2012-07-17 EMMIS COMMUNICATIONS CORP (EMMSP) Delisted Buy (P) +173,600 $325.8K EDGAR
2012-06-05 CAKE Buy (P) +25,000 $743.5K EDGAR
2012-05-23 EMMIS COMMUNICATIONS CORP (EMMSP) Delisted Buy (P) +105,600 $179.7K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.