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HERBERT SIMON

CIK 1235745 · Chairman Emeritus of the Board · last filed 2020-03-18

HERBERT SIMON is a Chairman Emeritus of the Board who has filed 20 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider bought $9.9M of SPG on Mar 18, 2020. Across all open-market trades the lifetime net is −$141.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $40.0M across reported positions. 6 SEC filings were submitted jointly with EMMIS CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$39.97M

Companies

3

Total Filings

20

Lifetime Open-Market Net

-$141.38M

Filer Profile

Reported Address
115 W WASHINGTON ST
INDIANAPOLIS, IN 46204
Related Filers
EMMIS CORP — 6 joint filings, latest 2012-07-23
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SPG Chairman Emeritus of the Board 96,639 $204.82 $19.79M -$147.99M 8 2020-03-18
CAKE Director 193,100 $104.49 $20.18M $5.45M 7 2017-11-07
EMMIS COMMUNICATIONS CORP (EMMSP) Delisted 1,231,046 — — $1.17M 5 2012-07-23

Recent Filings

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-18 SPG Buy (P) +188,572 $9.93M EDGAR
2017-11-07 CAKE Buy (P) +25,000 $1.09M EDGAR
2013-03-01 CAKE Buy (P) +20,000 $698.4K EDGAR
2012-12-14 SPG Sell (S) −928,200 -$139.00M EDGAR
2012-08-14 CAKE Buy (P) +25,000 $820.5K EDGAR
2012-07-23 EMMIS COMMUNICATIONS CORP (EMMSP) Delisted Buy (P) +126,743 $249.7K EDGAR
2012-07-19 EMMIS COMMUNICATIONS CORP (EMMSP) Delisted Buy (P) +141,023 $265.4K EDGAR
2012-07-17 EMMIS COMMUNICATIONS CORP (EMMSP) Delisted Buy (P) +173,600 $325.8K EDGAR
2012-06-05 CAKE Buy (P) +25,000 $743.5K EDGAR
2012-05-23 EMMIS COMMUNICATIONS CORP (EMMSP) Delisted Buy (P) +105,600 $179.7K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.