JOHN E SR ROE

CIK 1237691 · last filed 2019-01-31

JOHN E SR ROE is a corporate insider who has filed 30 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for FFIC, was dated Jan 31, 2019. Across all open-market trades the lifetime net is −$1.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.08M

Companies

1

Total Filings

30

Lifetime Open-Market Net

-$1.95M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
FFIC	Director	69,943	$15.47	$1.08M	-$1.95M	30	2019-01-31

Recent Filings

30 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2019-01-31	FFIC	Grant (A)	+4,484	$0	EDGAR
2018-01-31	FFIC	Grant (A)	+4,800	$0	EDGAR
2017-11-15	FFIC	Sell (S)	−12,571	-$346.3K	EDGAR
2017-11-14	FFIC	Mixed	−11,429	-$201.0K	EDGAR
2017-02-01	FFIC	Grant (A)	+4,800	$0	EDGAR
2016-11-07	FFIC	Sell (S)	−10,000	-$216.1K	EDGAR
2016-08-16	FFIC	Sell (S)	−10,000	-$223.5K	EDGAR
2016-02-01	FFIC	Grant (A)	+4,800	$0	EDGAR
2015-01-30	FFIC	Grant (A)	+4,800	$0	EDGAR
2014-09-05	FFIC	Sell (S)	−15,000	-$287.9K	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.