DAVID A R DULLUM
CIK 1238279 · President · last filed 2024-10-11
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$4.19M
Companies
6
Total Filings
35
Lifetime Open-Market Net
$1.29M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| GAINZ | President | 151,265 | $24.04 | $3.64M | $325.4K | 7 | 2024-10-11 |
| GLADSTONE INVESTMENT CORPORATION\DE (GAINN) Delisted | President | 127,765 | $25.13 | $3.21M | $385.2K | 9 | 2020-03-24 |
| GLADSTONE INVESTMENT CORPORATION\DE (GAINO) Delisted | President | 87,565 | — | — | $156.2K | 3 | 2018-03-06 |
| GLADSTONE INVESTMENT CORPORATION\DE (GAIN.P) Delisted | President | 70,914 | — | — | $255.1K | 4 | 2016-02-09 |
| GAIN | President | 36,065 | $15.37 | $554.3K | $166.5K | 11 | 2011-09-06 |
| Harbor Acquisition Corp. (HAC.WS) Delisted | President and Secretary | 810,000 | — | — | -$450 | 1 | 2007-04-19 |
Recent Filings · Page 4 of 4
35 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-11-12 | GAIN | Buy (P) | +3,000 | $15.5K | EDGAR |
| 2008-09-03 | GAIN | Buy (P) | +3,000 | $22.3K | EDGAR |
| 2008-04-23 | GAIN | Exer (X) | +3,041 | $22.7K | EDGAR |
| 2007-08-13 | GAIN | Buy (P) | +1,000 | $12.4K | EDGAR |
| 2007-04-19 | Harbor Acquisition Corp. (HAC.WS) Delisted | Sell (S) | −45,000 | -$450 | EDGAR |
Showing 31–35 of 35
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Page 4 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.