Home

GEORGE III STELLJES

CIK 1238280 · Co-Vice Chairman, CIO · last filed 2020-03-19

GEORGE III STELLJES is a Co-Vice Chairman, CIO who has filed 30 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing shows the insider bought $32.5K of OXSQZ on Mar 19, 2020. Across all open-market trades the lifetime net is −$1.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $441.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$441.4K

Companies

5

Total Filings

30

Lifetime Open-Market Net

-$1.62M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Oxford Square Capital Corp. (OXSQZ) Delisted Director 22,500 $25.20 $567.0K $32.5K 1 2020-03-19
Oxford Square Capital Corp. (TICC) Delisted Director 17,000 — — $138.3K 3 2017-03-16
GLADSTONE COMMERCIAL CORP (GOODP) Delisted Co-Vice Chairman, CIO 14,252 — — -$2.05M 18 2012-12-18
GAIN CIO 20,995 $15.56 $326.7K $110.6K 5 2008-11-13
GLAD Chief Investment Officer 5,871 $19.54 $114.7K $140.4K 3 2008-06-30

Recent Filings

30 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-19 Oxford Square Capital Corp. (OXSQZ) Delisted Buy (P) +12,000 $32.5K EDGAR
2017-03-16 Oxford Square Capital Corp. (TICC) Delisted Buy (P) +10,000 $71.8K EDGAR
2016-12-21 Oxford Square Capital Corp. (TICC) Delisted Buy (P) +5,000 $32.8K EDGAR
2016-12-16 Oxford Square Capital Corp. (TICC) Delisted Buy (P) +5,000 $33.7K EDGAR
2012-12-18 GLADSTONE COMMERCIAL CORP (GOODP) Delisted Sell (S) −1,923 -$34.0K EDGAR
2012-12-13 GLADSTONE COMMERCIAL CORP (GOODP) Delisted Sell (S) −16,400 -$293.2K EDGAR
2012-12-11 GLADSTONE COMMERCIAL CORP (GOODP) Delisted Sell (S) −1,800 -$32.0K EDGAR
2012-12-06 GLADSTONE COMMERCIAL CORP (GOODP) Delisted Sell (S) −277 -$4.9K EDGAR
2010-09-22 GLADSTONE COMMERCIAL CORP (GOODP) Delisted Sell (S) −4,063 -$69.4K EDGAR
2010-09-20 GLADSTONE COMMERCIAL CORP (GOODP) Delisted Sell (S) −27,330 -$466.2K EDGAR
Showing 1–10 of 30
Page 1 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.