GEORGE III STELLJES
CIK 1238280 · Co-Vice Chairman, CIO · last filed 2020-03-19
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$441.4K
Companies
5
Total Filings
30
Lifetime Open-Market Net
-$1.62M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Oxford Square Capital Corp. (OXSQZ) Delisted | Director | 22,500 | $25.20 | $567.0K | $32.5K | 1 | 2020-03-19 |
| Oxford Square Capital Corp. (TICC) Delisted | Director | 17,000 | — | — | $138.3K | 3 | 2017-03-16 |
| GLADSTONE COMMERCIAL CORP (GOODP) Delisted | Co-Vice Chairman, CIO | 14,252 | — | — | -$2.05M | 18 | 2012-12-18 |
| GAIN | CIO | 20,995 | $15.56 | $326.7K | $110.6K | 5 | 2008-11-13 |
| GLAD | Chief Investment Officer | 5,871 | $19.54 | $114.7K | $140.4K | 3 | 2008-06-30 |
Recent Filings · Page 3 of 3
30 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-04-23 | GAIN | Exer (X) | +4,285 | $32.1K | EDGAR |
| 2007-12-31 | GAIN | Buy (P) | +2,000 | $19.9K | EDGAR |
| 2007-08-27 | GLAD | Buy (P) | +1,000 | $20.9K | EDGAR |
| 2007-08-22 | GLAD | Buy (P) | +5,000 | $104.0K | EDGAR |
| 2007-06-04 | GLADSTONE COMMERCIAL CORP (GOODP) Delisted | Sell (S) | −3,950 | -$79.4K | EDGAR |
| 2007-05-31 | GLADSTONE COMMERCIAL CORP (GOODP) Delisted | Sell (S) | −6,050 | -$121.7K | EDGAR |
| 2007-04-02 | GLADSTONE COMMERCIAL CORP (GOODP) Delisted | Sell (S) | −1,500 | -$30.1K | EDGAR |
| 2007-03-28 | GLADSTONE COMMERCIAL CORP (GOODP) Delisted | Sell (S) | −5,700 | -$114.3K | EDGAR |
| 2007-03-07 | GLADSTONE COMMERCIAL CORP (GOODP) Delisted | Sell (S) | −900 | -$18.2K | EDGAR |
| 2007-01-03 | GAIN | Buy (P) | +5,000 | $76.5K | EDGAR |
Showing 21–30 of 30
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Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.