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TERRY LEE BRUBAKER

CIK 1238284 · Chief Operating Officer · last filed 2020-03-24

TERRY LEE BRUBAKER is a Chief Operating Officer who has filed 50 SEC Form 4 insider transactions across 8 companies since 2007. The most recent filing shows the insider bought $17.1K of GAINN on Mar 24, 2020. Across all open-market trades the lifetime net is −$5.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.18M

Companies

8

Total Filings

50

Lifetime Open-Market Net

-$5.20M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GLADSTONE INVESTMENT CORPORATION\DE (GAINN) Delisted Chief Operating Officer 16,233 $25.13 $407.9K -$440.1K 5 2020-03-24
GLADSTONE INVESTMENT CORPORATION\DE (GAINO) Delisted Chief Operating Officer 43,711 — — -$2.48M 3 2018-06-12
GLADSTONE CAPITAL CORP (GLADO) Delisted COO 0 — — -$832.1K 1 2016-12-13
GLADSTONE INVESTMENT CORPORATION\DE (GAIN.P) Delisted Chief Operating Officer 203,244 — — $833.1K 8 2016-08-16
GLAD Chief Operating Officer 84,224 $19.54 $1.65M -$180.3K 3 2016-08-16
GLADSTONE CAPITAL CORP (GLAD.P) Delisted Chief Operating Officer 116,384 — — -$817.9K 7 2014-03-05
GAIN COO 34,272 $15.56 $533.3K $104.6K 9 2011-09-07
GLADSTONE COMMERCIAL CORP (GOODP) Delisted COO 6,736 — — -$1.39M 14 2010-05-17

Recent Filings

50 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-24 GLADSTONE INVESTMENT CORPORATION\DE (GAINN) Delisted Buy (P) +2,500 $17.1K EDGAR
2020-03-20 GLADSTONE INVESTMENT CORPORATION\DE (GAINN) Delisted Buy (P) +2,500 $16.8K EDGAR
2020-03-19 GLADSTONE INVESTMENT CORPORATION\DE (GAINN) Delisted Buy (P) +2,500 $18.4K EDGAR
2019-08-19 GLADSTONE INVESTMENT CORPORATION\DE (GAINN) Delisted Sell (S) −21,501 -$247.7K EDGAR
2019-08-15 GLADSTONE INVESTMENT CORPORATION\DE (GAINN) Delisted Sell (S) −21,501 -$244.7K EDGAR
2018-06-12 GLADSTONE INVESTMENT CORPORATION\DE (GAINO) Delisted Sell (S) −104,936 -$963.3K EDGAR
2017-03-08 GLADSTONE INVESTMENT CORPORATION\DE (GAINO) Delisted Sell (S) −104,936 -$963.3K EDGAR
2017-03-06 GLADSTONE INVESTMENT CORPORATION\DE (GAINO) Delisted Sell (S) −59,963 -$551.7K EDGAR
2016-12-13 GLADSTONE CAPITAL CORP (GLADO) Delisted Sell (S) −93,334 -$832.1K EDGAR
2016-08-16 GLADSTONE INVESTMENT CORPORATION\DE (GAIN.P) Delisted Sell (S) −49,414 -$431.5K EDGAR
Showing 1–10 of 50
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.