MARYA M ROSE

CIK 1238889 · V.P. - CAO · last filed 2021-03-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$7.2K

Companies

3

Total Filings

45

Lifetime Open-Market Net

-$8.80M

Filer Profile

Related Filers
CUMMINS INC — 61 joint filings, latest 2021-03-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CUMMINS INC (CUM) Delisted V.P. - CAO 24,903 -$8.80M 42 2021-03-03
DUK Director $120.22 $0 2 2020-05-08
DUKH Director 304 $23.80 $7.2K $0 1 2019-03-04

Recent Filings · Page 3 of 5

45 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-03-08 CUMMINS INC (CUM) Delisted Mixed +2,186 -$105.1K EDGAR
2015-05-18 CUMMINS INC (CUM) Delisted Sell (S) −4,500 -$644.5K EDGAR
2015-04-06 CUMMINS INC (CUM) Delisted Grant (A) $0 EDGAR
2015-03-10 CUMMINS INC (CUM) Delisted Mixed +1,952 -$133.6K EDGAR
2014-03-07 CUMMINS INC (CUM) Delisted Mixed +3,266 -$228.2K EDGAR
2013-05-24 CUMMINS INC (CUM) Delisted Mixed −4,404 -$521.5K EDGAR
2013-04-03 CUMMINS INC (CUM) Delisted Grant (A) $0 EDGAR
2013-03-11 CUMMINS INC (CUM) Delisted Tax (F) −1,838 -$211.5K EDGAR
2013-02-08 CUMMINS INC (CUM) Delisted Sell (S) −3,000 -$360.0K EDGAR
2013-01-04 CUMMINS INC (CUM) Delisted Sell (S) −3,000 -$342.0K EDGAR
Showing 2130 of 45
Page 3 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.