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JAMES G RAKES

CIK 1239692 · President & CEO · last filed 2015-11-05

JAMES G RAKES is a President & CEO who has filed 14 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider exercised options covering $46.0K of NKSH on Nov 5, 2015. Across all open-market trades the lifetime net is −$150.5K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.17M

Companies

1

Total Filings

14

Lifetime Open-Market Net

-$150.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NKSH President & CEO 86,687 $36.59 $3.17M -$150.5K 14 2015-11-05

Recent Filings

14 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-11-05 NKSH Exer (M) +2,000 $46.0K EDGAR
2015-08-25 NKSH Exer (M) +1,500 $34.5K EDGAR
2015-05-19 NKSH Exer (M) +1,000 $23.0K EDGAR
2014-09-30 NKSH Gift (G) −2,000 -$56.6K EDGAR
2014-09-08 NKSH Exer (M) +2,500 $57.5K EDGAR
2012-10-03 NKSH Exer (M) +4,000 $59.3K EDGAR
2012-08-22 NKSH Exer (M) +4,000 $59.3K EDGAR
2012-07-03 NKSH Sell (S) −2,509 -$75.5K EDGAR
2012-07-03 NKSH Sell (S) −2,491 -$75.0K EDGAR
2011-11-09 NKSH Exer (M) +2,000 $29.6K EDGAR
Showing 1–10 of 14
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.